CONTINUITY PLANNING
FOR ADVISORS
Action steps during the unexpected incapacity or death of a Financial Advisor.
Continuity Plan:
Focused on Solo Advisors and Small Firms:
Discover a tailored approach for small teams and individual advisors, standing out from sea of enterprise-focused options.It’s MORE than a Legal Document:
Ensure peace of mind with an "Actionable" Continuity Plan that goes beyond a legal document to empower you to navigate any emergency situation.A Fiduciary Duty:
Ensure business continuity and protect client relationships with a plan that instills trust and demonstrates dedication to safeguarding their interests for the long term.
CONTINUITY PLANS FOR ADVISORS
What to Expect
PACKAGE PRICING
(excl. Legal Fees)
$2,000
Exclusively for Fee-only RIAs.
Includes both Continuity Partners; Identifying your Continuity Partner is a Pre-Requisite.
MEET YOUR EXIT PLANNERS:
BROOKLYN H. BROCK, CFP®, CEPA®, CHFC®, CKA®
Exit Planner
TIFFANY LEE, CPRC®
Exit Planner
DIGITAL RESOURCES
These templates have been built specifically for independent financial advisors to create comprehensive Continuity Plans for their RIAs. Our goal is to maximize client retention during the unexpected death or incapacitation of an advisor.
The templates are based on the real-life experience of an advisor who had a stroke one weekend and never returned to work. His Continuity Partner achieved 95% client retention after 12 months.
There are about 25 templates, covering the 4 main topics: Continuity Partner Fit, Personal and Business Considerations, Marketing Your Continuity Plan, and Legal and Financial Considerations. See below for a list of templates by topic area.