CONTINUITY PLANNING
FOR ADVISORS
Continuity Plan:
Action steps during the unexpected incapacity or death of a Financial Advisor.
Why do I need a Continuity Plan?
Fiduciary duty: fiduciary advisors must always act in their clients’ best interest. that means having a continuity plan.
protect your family: Don’t leave your life partner to pick up the pieces. Ensure your family gets value from your legacy.
peace of mind: ease your clients’ concerns and have answers to their continuity planning questions. rest easy knowing you’ve built a legacy.
WE PRIORITIZE continuity PLANNING FOR small and mid-sized fee-only ria firms and solo lifestyle practices!
CONTINUITY PLANNING
SERVICES
ADVISOR CONTINUITY COACHING PACKAGE
have you found a continuity partner, but you’re not sure what to do next?
we designed this guided continuity package just for you!
Call 1: we’ll identify and resolve operations, compliance, and technology roadblocks in your continuity plan
Call 2: we’ll customize your own Hit-by-the-bus workflow for your continuity partner to follow if your plan is triggered
call 3: we’ll personalize an announcement to clients about your continuity plan in a way that builds trust
call 4: we’ll discuss the legal and financial deal considerations and help find you an attorney
call 5: optional, we’ll join the 1st call with your attorney if desired
for fee-only ria’s exclusively. priced at $2,000, not including attorney fees.
includes both continuity partners; identifying your continuity partner is a pre-requisite.
Every year an advisor you know dies without a continuity plan for their clients and their family.
Don’t let that advisor be you.
ONE-TIME STRATEGY SESSION
Do you have a continuity plan, but you’re not sure if it’s still suitable?
book your own continuity plan check-up!
BOOK a 1-HOUR SESSION below
we’ll send you an UPLOAD link to collect and review DOCUMENTS IN ADVANCE
during the call we’ll identify and resolve your continuity roadblocks
Priced at $400. PAYMENTS ARE MADE WHEN BOOKING.
advisors who complete the Continuity Package should book this annually, to review their continuity plan.
Downloadable Resources
MEET YOUR EXIT COACH
BROOKLYN H. BROCK, CFP®, CEPA®, CHFC®, CKA®
TALK WITH A 3RD GENERATION CFP® AND ria-OWNER TODAY!
